Curriculum | Compliance School - Advanced | American Bankers Association

Advanced School students are encouraged to attend virtual orientation prior to the school on October 2 from 2:00 - 3:00pm ET. More information about this orientation and the Zoom login information will be provided upon school registration. Please contact Sarah Fowkes if you have any questions.

The Advanced Compliance School is the financial industry's premier advanced-level training of its kind. The school is built around a forward thinking case study designed to foster collaboration, promote creative problem solving and enhance critical thinking. School courses complement each case study exercise, providing foundational knowledge and applicable aspects of the FFIEC Exam Guidance to ensure students are equipped to work through the assigned tasks.

This comprehensive, educational experience fosters learning and sharing with your peers and is essential for your institution's success.

Continuing Education Credits

ABA Professional Certifications Continuing Education Credits

35CRCM – credit added on behalf of attendee no later than 11/3/23.

CPE Credits

The maximum amount of CPE credits you may claim is 35 (Field of Study-Reg. Ethics).

QUESTIONS about your certificate of completion? Please contact Barbara Swan at cpecredits@aba.com.

American Bankers Association is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

2023 Schedule

Download Program

Sun, Oct 15
Mon, Oct 16
Tues, Oct 17
Wed, Oct 18
Thu, Oct 19
Fri, Oct 20

Sun, Oct 15

4:00 PM - 5:00 PM

Early Registration Open

Mon, Oct 16

7:00 AM - 9:00 AM	Registration & Breakfast
9:00 AM - 9:15 AM	Orientation
9:15 AM - 11:45 AM	Understanding Differences
12:00 PM - 1:15 PM	Team Orientation w/ Lunch
1:15 PM - 2:30 PM	Managing Compliance Risk - Governance
2:45 PM - 4:45 PM	Managing Compliance Risk - Risk Assessment
5:00 PM - 6:00 PM	Welcome Reception

Tues, Oct 17

7:00 AM - 8:00 AM	Breakfast \| CRCM Information Session (Optional)
8:00 AM - 9:15 AM	Influencing Management
9:30 AM - 10:45 AM	Case Study 1
11:00 AM - 11:45 AM	Case Study 1 Debrief
11:45 AM - 12:45 PM	Lunch
12:45 PM - 2:15 PM	Managing Compliance Risk - Monitoring
2:30 PM - 4:00 PM	Complaint Management
4:15 PM - 5:30 PM	Managing Training

Wed, Oct 18

7:00 AM - 8:00 AM	Breakfast
8:00 AM - 9:15 AM	Managing Compliance Risk - Reporting
9:30 AM - 12:00 PM	Issue Management & Root Cause Analysis
12:00 PM - 1:00 PM	Lunch
1:00 PM - 1:15 PM	Presentation
1:15 PM - 3:15 PM	Case Study 2
3:30 PM - 4:30 PM	Case Study 2 DEBRIEF
5:00 PM - 8:00 PM	Mid-Week Celebration

Thu, Oct 19

7:00 AM - 8:00 AM	Breakfast
8:00 AM - 9:30 AM	Data Analytics
9:45 AM - 10:45 AM	Change Management
11:00 AM - 12:15 PM	Exam & Audit Management
12:15 PM - 1:15 PM	Lunch
1:15 PM - 2:15 PM	Regulator Panel
2:30 PM - 4:30 PM	Case Study 3

Fri, Oct 20

7:00 AM - 8:00 AM	Breakfast
8:00 AM - 10:00 AM	Case Study Presentations
10:15 AM - 11:15 AM	Effective Partner Engagement
11:15 AM - 12:15 PM	Championing an Inclusive & Competitive Culture

Please do not make travel plans to depart before the session ends at 12:15pm. If submitting for credit and you elect to depart early, we cannot grant a certificate of completion.

This program is subject to change. Please bookmark this page to check for continuing updates. Read ABA Conference and School Policies to help answer additional questions.

Curriculum | Compliance School - Advanced